their presentation is provided or available" - Thomas Mann, 1896
San Jose, California
Thursday,
May 27th, 2006
- 11:45am
to 1:30pm
Experts Attending from: 401(k) Advisors, Inc.
401(k) Plans
Fiduciary Liability Requirements
Fiduciaries of qualified plans are required “to act with the care, skill, prudence and diligence under the prevailing circumstances that a prudent person acting in a like capacity and familiar with such matters would use.” Over time this has evolved to become known as the “prudent expert” rule. Fiduciaries lacking this type of knowledge (conceivably making them an “expert”) are directed by the regulations to hire one. Unbeknownst to them, this is where many fiduciaries have failed to meet the mark, due to the widely held acceptance that registered representatives and/or registered investment advisors (RIA’s), are “experts”, when, in fact, the standards they must meet are minimal in scope and content.
The Hotel De Anza
Click on Picture for details
The Boardroom
233 West Santa Clara Street, San Jose
If you have questions regarding this meeting, please call 310-550-1984 or email us at [email protected]
There is of course, absolutely no cost and no obligation
whatsoever
placed upon
our
guests who attend - even valet parking will be paid.
A RESERVATION IS REQUIRED
Registration Form
FOR YOUR SECURITY ONLY YOUR ORGANIZATION NAME WILL APPEAR ON YOUR CONFIRMATION